Short selling

Results: 2054



#Item
651Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Net capital rule / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 4, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2014-09-04 08:42:49
652Finance / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress / Short selling / Security / Short / Initial public offering / U.S. Securities and Exchange Commission / Stock market / Financial economics / Investment

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-09-16 10:31:05
653SEC filings / Securities Exchange Act / Government / U.S. Securities and Exchange Commission / Financial regulation / Securities and Exchange Commission / Finance / Naked short selling / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

INITIAL DECISION RELEASE NO. 661 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2014-09-02 11:01:58
654Finance / United States securities law / United States Securities and Exchange Commission / Financial regulation / Short selling / Short / Initial public offering / Security / Securities Exchange Act / Stock market / Financial economics / Investment

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-09-16 10:09:45
655Investment / Short selling / Financial services / Financial markets / Repurchase agreement / Securities lending / Investment management / Short / Financial adviser / Financial economics / Finance / Economics

Ohio Public Employees Retirement System Securities Lending Policy February 2014 TABLE OF CONTENTS I.

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Source URL: www.opers.org

Language: English - Date: 2014-02-26 17:20:48
656Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Net capital rule / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 4, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov.

Language: English - Date: 2014-09-04 08:42:49
65773rd United States Congress / United States Securities and Exchange Commission / United States securities law / Financial regulation / Short selling / Short / UBS / Securities Exchange Act / Securities Act / Investment / Financial economics / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]November 12, 2014 SECURITIES EXCHANGE ACT OF 1934

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Source URL: www.sec.gov.

Language: English - Date: 2014-11-12 16:18:52
658Stock market / Business / Financial regulation / Short selling / Form 144 / Securities Act / Short / U.S. Securities and Exchange Commission / Insider trading / United States securities law / Financial economics / Financial system

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]November 4, 2014 SECURITIES EXCHANGE ACT OF 1934

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Source URL: www.sec.gov.

Language: English - Date: 2014-11-04 09:54:38
659Finance / Financial regulation / Short / Short selling / Euro / Stock market / Economy of the European Union / Economics / Business

A PERSPECTIVE ON RECENT EVENTS — OCTOBER[removed]Corrections & Europe’s “Snow” “Do the math. Expect catastrophes. Whatever happens, stay the course.” —William J. Bernstein

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Source URL: www.glenmede.com

Language: English - Date: 2014-10-27 16:46:17
660Financial services / Financial markets / Short selling / Funds / Security / Private equity / Hedge fund / Bank / Investment management / Financial economics / Investment / Finance

Microsoft Word - Custodian RFP Draft INTRO[removed]

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Source URL: www.samcera.org

Language: English - Date: 2014-01-07 21:55:33
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